Smartria Introduces AI Tools to Automate Compliance Reviews
Smartria, a leading cloud-based compliance software platform, has launched two artificial intelligence–driven tools designed to help financial advisory firms automate compliance monitoring and documentation reviews. The new capabilities, called SmartReview and SmartAssist, are intended to help compliance teams analyze communications, documents and regulatory records more efficiently. The tools use AI to identify potential compliance issues and generate summaries or recommendations that help firms evaluate whether activity meets regulatory requirements. Both are powered by hyper-trained LLMs built to respect privacy and confidentiality of customer data.
Smartria demonstrated the new features at the Future Proof Citywide conference, where technology providers and financial firms discussed the growing role of automation in regulatory compliance. Compliance technology vendors are increasingly incorporating AI to reduce manual review workloads. As firms handle larger volumes of digital communications and records, automated analysis tools are becoming a key part of compliance operations.
Posted by Pure AI Editors on 03/10/2026